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Triplejump e-module #3: The Law and Advice

Event Type: Other
When: 07 Sep - 06 Sep 2020
Time: Anytime
Venue: Online e-module
Location: Online e-module
Provider: Triplejump
Contact:
Practitioner Member Fee: $92.00
Associate Member Fee: $92.00
Affiliate Member Fee: $92.00
Non-Member Fee: $92.00
CPD Credits: 1 CPD hour
Description:  
Type: Online
Level: Foundation
Industry Knowledge: General principles of financial planning
Presenter: Online content developed for Triplejump by Cecilia Farrow CLU
THIS IS AN E-LEARNING MODULE TO BE COMPLETED IN YOUR OWN TIME - IT IS NOT A WEBINAR

The law – one situation where ignorance is definitely not bliss. If you want to provide comprehensive and accurate advice, then it is critical that you understand the laws that pertain to it.

This e-module will guide you through the various types of common and parliamentary law, and how they apply to financial advice and the insurance sector in New Zealand. Don’t get caught out – make sure you are aware of your legal obligations with this comprehensive e-module.

Learning Objectives:
1. Describe common law requirements that apply to the relationships that financial advisers have with their customers and the insurance companies.
2. Identify and understand how parliamentary law governs the actions of an adviser.