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ONLINE LIBRARY: IFA AML Webinar: Your August 2014 online AML Report for the FMA - a how to guide

Event Type: Online-Library
When: 13 Oct - 31 Dec 2017
Venue: Online Webex
Location: (Recording date: 12 Aug 2014)
Provider: IFA
Contact: info@ifa.org.nz
Practitioner Member Fee: Complimentary
Associate Member Fee: Complimentary
Affiliate Member Fee: Complimentary
Non-Member Fee: $29.00
Description:  
IFA Webinar RECORDING: Your August 2014 online AML Report for the FMA (Recording date: 12 Aug 2014)

(PLEASE NOTE: WE WILL BE SENDING YOU A LINK TO THE RECORDED VIDEO. THIS IS NOT A LIVE WEBINAR)

FREE to members; $29 for Non-members. Fred Dodds, IFA CE, has been talking with the FMA about the practicalities of completing the 2014 AML return for reporting entities.
The IFA has been talking with the FMA about the practicalities of completing the 2014 AML return for reporting entities.

Fred will give an overview of the whats required and especially how to consider Part 6.1 - estimating the value and number of transactions settled by your reporting entity during the year. Suggestions for reporting include tabulation of: a) how much new lump sum business has been settled b) estimates of new regular arrangements (Kiwisaver etc) new withdrawals and cancellations d) estimation of total value of transfers between financial
products.

Fred also give a background to the recent legal opinion provided the IFA on the interpretation of 6.1

Clarification will be given around Part 7 (client base) Part 8 (Channels and Methods of Acceptance)

Attending this webinar will qualify for code structured CPD if its within your 2014 Professional Development Plan.

All IFA members can qualify for 1 hour structured IFA CPD, after completing the test at the end of the webinar.